Fund · Service·RIA Rollups

Charles Schwab Corporation

Westlake, Texasschwab.com1expert edge

Major financial services company providing brokerage, custodial services, trading platforms, and advisory solutions to independent advisors and institutional clients.

Why interesting to a deal team

Penney's recurring strategic investor and custodian relationship; custody relationships are critical infrastructure for RIA platform consolidation strategies.

Experts connected to this company

Shirl PenneyRecurring strategic investor and custodian partner

Shirl Penney

Founder and Chief Executive Officer

Dynasty Financial Partners

LawyerSt. Petersburg

Penney sits at the center of nearly every major RIA breakaway and platform financing deal, giving him unmatched visibility into wealth-management M&A flow and valuations.

Sources

Structured dataPrimary
schwab.com
No name matchPrimaryBot-blocked
aboutschwab.com/investors

Strongest evidenceStructured data2 public sourcesHow the grades work